REGULATORY & BUSINESS ADVISORY

Build your financial business on solid ground.

From the first corporate decision to regulatory authorisation and full-scale operations, our multidisciplinary team turns complex financial ventures into structured, licensable businesses.

20+ YEARSof regulatory experience
ONE TEAMlegal, finance & talent
EU FOCUSbuilt for regulated markets
360° SUPPORTfrom setup to operations

WHAT WE DO

One partner.
Every critical function.

Licensing is not a standalone legal exercise. It requires a viable business, precise financial planning, sound operations and the right people. We bring all of those disciplines together.

01

Corporate setup

End-to-end company formation, jurisdiction assessment, governance structuring and coordination with local professionals—built around your licensing and operating model.

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02ESMA

FX broker licensing

Legal and regulatory support for investment firm authorisation under the ESMA framework, including application strategy, policies, governance, capital requirements and regulator communication.

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03MiCA

Crypto-asset licensing

Preparation and management of CASP authorisation projects—from scope analysis and governance to compliance documentation and the full application package.

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04

Alternative investment funds

Legal structuring and launch support for alternative investment funds, including vehicle selection, operating model, documentation and coordination with regulated service providers.

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05

EMI licensing

Comprehensive support for electronic money institution applications, covering programme design, safeguarding, risk, AML, internal controls and regulatory submissions.

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06

Business plan preparation

Regulator-ready business plans with credible market positioning, organisational design, operating assumptions, financial projections and capital adequacy analysis.

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07

Accounting services

Full-scope accounting support, management reporting, payroll coordination, tax compliance and financial controls tailored to regulated financial businesses.

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08

Recruitment services

Specialist recruitment across legal, compliance, finance, technology, operations and sales—supported by deep knowledge of FX, fintech and crypto markets.

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09

Compliance seminars & training

Regular educational seminars and practical training programmes that keep management and staff current on regulatory obligations, compliance standards and evolving industry requirements.

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WHY START FX BROKER

Specialists who understand the whole business.

Our team combines lawyers, accountants, recruiters and business consultants who have worked with financial services companies since 2005. We understand that every regulatory promise must work in practice—on the balance sheet, in the organisational chart and in daily operations.

✓ Senior-led delivery✓ Cross-functional expertise✓ Regulatory-grade documentation✓ Commercially realistic advice
A licence is only the beginning. We help build the company that can earn it—and operate successfully after it is granted.

THE START FX BROKER APPROACH

HOW WE WORK

A clear route from
concept to operation.

01

Assess

We clarify the business model, target market, ownership and regulatory scope.

02

Structure

We select the right jurisdiction and build the corporate, governance and capital plan.

03

Prepare

Our specialists create the legal, operational, financial and compliance framework.

04

Launch

We manage the submission and help assemble the people and systems needed to operate.

LET'S TALK

Tell us what you want to build.

Share a few details about your project. Our team will review your enquiry and respond directly.